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404 Media • 39일 전

3M, 사망 사고 소송 전문가 보고서를 ChatGPT로 작성해 논란

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핵심 요약

미국 휴스턴에서 3명이 사망하고 약 200채의 주택이 파괴된 폭발 사고 소송에서, 3M이 고용한 전문가 증인이 ChatGPT로 보고서를 작성한 사실이 드러났습니다. 그는 ChatGPT에 '3M이 폭발에 0% 책임이 있음을 보여달라'고 지시했으며, 이 프롬프트들이 증거개시 절차에서 공개되었습니다. AI가 법정의 판결문·허위 사례 인용을 넘어 전문가 증언까지 침투했고, 프롬프트 자체가 증거로 제출될 수 있음을 보여주는 사례입니다.

번역된 본문

휴스턴 폭발 사고로 3명이 사망하고 약 200채의 주택이 파괴된 책임 소송에서 증언하던 전문가 증인이 자신의 '전문가 보고서'의 상당 부분을 ChatGPT로 작성한 것으로 드러났다. 산업제품 대기업 3M이 고용한 이 남성은 자신의 AI 프롬프트를 공개적으로 노출했다. 그는 ChatGPT에게 '3M의 업무 기준(standard of care)을 옹호하는 훌륭한 전문가 증인 보고서를 작성하는 것을 도와달라'고 요청했으며, 보고서가 '왓슨 그라인딩 폭발 사고에서 3M이 0% 잘못했음을 보여줘야 한다'고 지시했다.

이 사건은 인공지능이 법정에 이미 침투했음을 보여준다. AI가 생성한 법률 서면, 존재하지 않는 판례를 인용한 사례, 그리고 '프롬프트 인젝션(prompt injection)' 공격에 더해, 이제 전문가 증언에까지 AI가 사용되고 있는 것이다. 404 미디어가 입수한 법원 기록, 증언조서, 증거개시 문서들은 여러 명이 사망하고 수억 달러의 총 책임이 걸린 매우 주요한 사건에서 AI가 광범위하게 사용되었음을 보여준다. 이 사건은 또한 이런 유형의 전문가 증언을 만드는 데 사용된 구체적인 프롬프트가 소송 과정에서 증거개시 대상이 될 수 있으며, 그런 프롬프트가 상당히 굴욕적일 수 있음을 보여준다(사건에서 제공된 프롬프트는 여기서 볼 수 있다).

이 사건은 2020년 휴스턴 제조시설 왓슨 그라인딩에서 발생한 폭발 사고의 책임을 다루는 여러 소송 중 하나다. 미국 화학안전·유해조사위원회(CSB)에 따르면 이 폭발은 '노후화되고 불량하게 크림프 처리된 고무 용접 호스'가 가연성 가스를 누출시켜 시설 내에서 결국 폭발하면서 발생했다. 수십 명의 주택 소유주들이 3M과 왓슨 그라인딩을 상대로 소송을 제기했으며, 원고들은 3M이 시설의 가스 감지 시스템을 제대로 유지·관리하지 않았고 폭발에 기여한 다른 실수들을 저질렀다고 주장했다.

소송의 일환으로 3M은 나이트호크 엔지니어링의 조쉬 아우텐리스(Josh Autenrieth)라는 남성을 고용해 폭발에 관한 '전문가 보고서'를 작성하게 했다. 증거개시 과정에서 원고측 변호사 중 한 명인 윌 모이(Will Moye)는 AI로 생성된 것으로 보이는 '인용 오버레이(Citation Overlay)'라는 제목의 5페이지짜리 문서를 발견했다. 모이는 이 문서가 ChatGPT에서 나온 것임을 알아보고, 3M 측 변호사들에게 아우텐리스가 사용한 모든 프롬프트의 제출을 요구했다. 이를 수집하는 동안 증언 조사가 3시간 동안 중단되었고, 모이는 아우텐리스가 보고서를 작성하면서 나눈 ChatGPT 대화 350페이지를 전달받았다. 이 문서에는 아우텐리스의 전체 대화에 대한 ChatGPT 공개 링크도 포함되어 있었다.

법원 기록에 따르면 3M은 이 분석에 대해 나이트호크 엔지니어링에 약 9만 달러를 지불했으며, 3M이 제출한 서류에 따르면 아우텐리스의 시간당 요금은 475달러였다.

대화 기록은 아우텐리스의 작업 과정을 처음부터 끝까지 상세히 보여준다. 그는 ChatGPT에게 자신이 '2020년 1월 왓슨 그라인딩 폭발 사고와 관련된 소송 및 기타 법적 절차에서 3M을 방어하기 위해 전문가 증인으로 고용되었다'고 알렸다. 그는 '3M의 업무 수행 기준을 방어하는 전문가 증인 보고서를 작성해야 하며', 특히 '교육받지 않은 장비를 허가 없이 다루었다는 등 피고측 증인의 터무니없고 거짓된 주장을 반박해야 한다'고 말했다. 그는 ChatGPT에게 다양한 작업 표준 위반 사례를 찾도록 요청한 뒤 수백 페이지의 법원 기록을 첨부했다.

그런 다음 아우텐리스는 ChatGPT에게 첨부된 모든 기록을 읽고 3M을 방어하되, '왓슨 그라인딩의 공정안전관리(PSM) 및 안전 부재를 입증하고, (피고측 증인의) 주장을 무효화하며, 왓슨 그라인딩 폭발에서 3M이 0% 책임이 있음을 보여주고, 내 경력과 배경이 이 전문적 의견을 제시하기에 적합함을 보여달라'고 요청했다. ChatGPT는 '기술적·업무 기준 관점에서 3M은 2020년 1월 24일 폭발에 대해 0% 책임이 있다'는 문구를 포함한 약 30페이지 분량의 보고서를 작성했다. 이 문구는 법원에 제출된 최종 보고서에는 포함되지 않았는데, 그 이유는...

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원문 보기 (영어)
An expert witness testifying in a lawsuit about liability for a Houston explosion that killed three people and destroyed roughly 200 homes used ChatGPT to write significant portions of his “expert report.” The man, who was hired by the industrial product conglomerate 3M, exposed his AI prompts publicly. They showed that he asked ChatGPT to help him “create an exceptional expert witness report defending the standard of care at 3M,” and that the report should “show how 3M is 0% at fault for the explosion at Watson Grinding.” The incident shows that artificial intelligence has made its way into courtrooms not just in AI-generated legal briefings , hallucinated cases , and adversarial “prompt injections ,” but in expert witness testimonies. Court transcripts, deposition documents, and discovery records shared with 404 Media show extensive AI use in an extremely high profile case, where multiple people died and hundreds of millions of dollars in total liability are at stake in ongoing litigation about the explosion. The case also shows that the specific prompts used to create this type of expert testimony can be discoverable during a case, and that those prompts can be quite embarrassing. (Prompts provided in the case are here ). The case is one of several about liability for a 2020 explosion at Watson Grinding , a manufacturing facility in Houston that was caused by a “degraded and poorly crimped rubber welding hose,” which leaked a flammable gas that eventually exploded in the facility, according to the U.S. Chemical Safety and Hazard Investigation Board . Dozens of homeowners have sued by 3M and Watson Grinding; the plaintiffs alleged that 3M didn’t properly service the facility’s gas detection system and made other errors that contributed to the explosion. As part of the case, 3M hired a man named Josh Autenrieth of Knighthawk Engineering to prepare an “expert report” about the explosion. During discovery in the case, Will Moye, one of the plaintiffs’ attorneys, found a five-page document called “Citation Overlay,” which appeared to have been generated by AI. Moye recognized the Citation Overlay document as being from ChatGPT, and demanded all of the prompts Autenrieth used from 3M’s lawyers. The deposition was paused for three hours while they were gathered, and Moye was given 350 pages of ChatGPT conversations that Autenrieth had when creating the report. Those documents included ChatGPT’s public links to Autenrieth’s full conversations. Court transcripts suggest that 3M paid Knighthawk Engineering roughly $90,000 for its analysis, and a filing by 3M shows that Autenrieth’s rate was $475 per hour. The conversations show much of Autenrieth’s process from start to finish, which included telling ChatGPT that he was “being retained as a professional expert witness by 3M in defense of them in their lawsuits and other legal proceedings behind the January 2020 explosion at Watson Grinding.” He told ChatGPT that he needed “to create an expert witness report to defend 3M’s standard of care for their work,” and that, specifically, it needed “to counter the defense witness [sic] outlandish and false claims particularly about working on equipment you are not trained to and without the right permitting.” He asked ChatGPT to help him find violations of various working standards, then attached hundreds of court records. Autenrieth then asked ChatGPT to read all of the attached records and to defend 3M, “illustrating the lack of [Process and Safety Management] and safety by Watson Grinding, defeating [the defense witness’] comments […] and show how 3M is 0% at fault for the explosion at Watson Grinding and how my background and experience is well suited to render this professional opinion.” ChatGPT created a roughly 30-page report that included the line “From a technical and standard-of-care standpoint, 3M is 0% responsible for the January 24, 2020 explosion.” This line did not make it into the final report filed with the court , because when Autenrieth later asked ChatGPT to “review this as the opposing council,” ChatGPT determined that writing “‘0% responsible’ is an easy target” for a lawyer to poke holes in, and is one of several "phrases [that] let opposing counsel paint you as an advocate rather than an expert." In another chat , Autenrieth uploaded an image of a gas detector and asked ChatGPT “what am I looking at?,” and asked “what are model names of industrial gas detectors.” Moye said that the gas detector in question is “the subject of the whole case.” Autenrieth used ChatGPT to help him make various edits to the report it had generated, and repeatedly uploaded different versions of the report, getting revisions from the tool, then uploading new versions of the report (in some of the chats he changed the subject from his expert witness testimony to having ChatGPT generate t-shirt images). He also asked ChatGPT to “grade” his report (it got a 97/100), and “what are the 5 main things in my report the prosecution could attack and how do I defend them?” He then asked ChatGPT if his resume was sufficient to be an expert witness; “will prosecution go after me for never having been [an expert witness] before based on wording and how do I defend that?” The report that Autenrieth submitted to the court is structured the same as the initial output given by ChatGPT and large swaths of it are identical to what ChatGPT first outputted and the revisions that it recommended in Autenrieth’s subsequent chats. “This expert relied on AI not as an assistive device, but exclusively relied on ChatGPT to form his opinions and write his report,” Moye told 404 Media in a phone interview. “He acknowledged [at trial] the prompts he put in were biased toward 3M to help 3M win the case […] it’s really egregious.” Moye added that many of the prompts took place the night before Autenrieth was deposed as an expert witness. “They hired him for the sole purpose of changing the outcome of the case. They hired him and he used ChatGPT to write these reports, so really, ChatGPT was the expert in the case. There’s just no question about that.” Moye told 404 Media that 3M eventually tried to get Autenrieth disqualified from the trial, but that after he learned Autenrieth extensively used AI to generate his report, he took the somewhat unusual step of calling the other side’s expert witness as his own witness. “I said, I’m calling you to trial because I need a jury to hear from you because this is bad, bad stuff. And that’s exactly what I did,” Moye said. In trial transcripts, Autenrieth admits to using ChatGPT, but said repeatedly that he is an expert in gas detection: “I've got a body of work and 20-plus years of experience in the industry.” He did not explain why he used ChatGPT, but said “my opinions were put in there, and AI helped me to draft a straw man to build off of,” and added “I put information and opinions in up front before it ever generated […] if the output wasn't of my opinion or what I agreed to, I did alter it.” In the examination at trial, Moye and Autenrieth agree that the submitted report is “90 to 85 percent ChatGPT.” Autenrieth also said that he prompted ChatGPT about the case several times while “sitting in traffic” to “jog my memory” about several different manufacturers of gas detectors. Beyond this being a highly interesting case on its own merits, it shows that ChatGPT transcripts can be obtained by opposing lawyers in discovery or during depositions. Moye said “every lawyer needs to make sure their own experts aren’t generating work product in a way that’s insincere, and then knowing you can subpoena the prompts [...] I’ve got lawyers all over the place saying, 1) ‘Holy shit, man. How did you get the prompts?,’ and 2) ‘How many cases do I have where this is happening to us?’” Autenrieth is not the first expert caught using AI during a trial, though most known cases have been international, according to a database of cases in which AI was used to create evidence.
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