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독일 황제와 '평범한 인간'의 역사관

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핵심 요약

역사는 위대한 영웅이나 거대한 구조적 힘에 의해서만 만들어지는 것이 아니라, 막대한 권력을 쥔 평범하고 무능한 개인의 실수에 의해서도 결정적으로 좌우됩니다. 본 글은 독일의 빌헬름 2세를 사례로 들며, 역사적 대사건의 결말이 개인의 자질과 평범한 실패에 의해 얼마나 큰 영향을 받을 수 있는지를 보여줍니다.

번역된 본문

빌헬름은 “모든 사냥의 사슴, 모든 결혼식의 신부, 그리고 모든 장례식의 시신”이 되기를 원했다.

토머스 칼라일은 “세계의 역사는 위대한 인물들의 전기에 불과하다”고 유명하게 주장했다. 그의 관점에서 역사는 오직 ‘위대한 인물’이 자신의 행동을 통해 새로운 시대를 열었을 때만 진정으로 ‘진보’했다. 나폴레옹이 이 모델의 전형으로, 무일푼에서 시작하여 세계 역사에 지울 수 없는 발자취를 남긴 인물이었다. 이 모델은 개인, 그리고 따라서 엘리트 정치에 극단적인 초점을 맞춘다. 이 이론은 대중 정치를 설명하지 못하며, 권력 핵심에서 멀리 떨어진 사람들의 역사를 위한 공간도 없다.

‘위대한 인물’에 초점을 맞춘 명백한 결함 때문에 이 접근법은 폐기되었고, 개인의 성향보다는 역사적 힘에 더 관심을 두는 더 폭넓은 역사 접근 방식이 선호되게 되었다. 이러한 역사학적 전환은 많은 중요하고 이전에 소외되었던 분야를 탐구하는 계기가 되었지만, ‘아래로부터의 역사’ 역시만의 문제를 안고 있었다. 구조적 힘의 역할을 강조하다 보니 개인의 역할이 축소되었다. 이런 접근법을 따르면 역사의 흐름이 필연적인 것처럼 보이기 시작한다. 프랑스 혁명의 사회적, 정치적 세력이 나폴레옹을 성공하게 만들었다면, 논리적인 결론은 그가 (예를 들어) 1801년에 치명적인 뇌졸중을 겪었더라도 역사의 흐름에는 아무런 차이가 없었을 것이라는 것이다. 하지만 이 전제는 아마도 아무도 받아들이지 않을 것이다.

이 이론은 특정 사례에 적용할 때 명백히 틀리다. 권력을 잡은 사람이 누구인지뿐만 아니라 그들이 내린 구체적인 결정은 깊은 결과를 낳는다. 만약 히틀러가 1차 세계대전에서 사망했다면 20세기가 변함없이 흘러갔을 것이라고 진심으로 주장할 사람이 누가 있겠는가?

이를 종합한 입장이 바로 내가 여기서 부르는 ‘평범한 인간(Mediocre Man)’의 역사관이다. 이 평범한 인간 이론의 핵심 아이디어는 역사가 단순히 위대한 영웅이나 개인을 무의미하게 만드는 대중 사회학적 힘에 의해서만 형성되는 것이 아니라는 점이다. 대신 역사는 구조적 힘에 의해 형성되면서도, 동시에 비범하게 중요한 위치에 오르게 된 평범한 사람들에 의해서도 형성된다. 때때로 그 개인들은 세상에 자신의 비전을 강요하려는 통찰력과 성품을 지니고 있으며, 역사의 ‘위대한’ 인물로 자리 매김한다. 반면 어떤 이들은 레몬에이드 장사도 맡길 수 없을 만큼 완벽한 무능력자들이다. 그럼에도 역사는 유능한 사람들만에 의해 만들어지는 것이 아니며, 평범하고 일상적인 실패도 거창한 성공만큼이나 중대한 결과를 초래할 수 있다.

아마추어 군주가 중요한 개혁을 소홀히 하고, 서투른 외교관이 편견을 강화하며, 군사 사상가들이 자신들의 방식에만 고집을 부리는 식이다. 이러한 개성적인 평범한 인물들은 재능 있는 동료들에 결코 뒤지지 않는 수준으로 역사를 형성한다.

어쩌면 독일 황제 빌헬름 2세만큼 이 개념을 잘 보여주는 인물도 없을 것이다. 아무리 느슨한 의미에서라도 빌헬름 황제를 ‘위대한 인물’이라고 부르는 것은 극히 어려울 것이기 때문이다. 그러나 그의 통치와 개인적인 결정이 세계 역사에 미친 영향은 부인할 수 없다. 간단한 반사적 가정을 통해 이를 증명할 수 있다. 만약 빌헬름 2세가 자신의 자유주의적인 아버지나 소극적인 할아버지와 더 비슷했다면, 20세기가 걸어갈 길을 상상하는 것은 거의 불가능할 것이다.

공유하기 그럼에도 그의 실제 영향력은 파악하기 더 어렵다. 제1차 세계대전 동안 그리고 그 직후, 황제는 유럽의 폭군, 독일의 침략과 전쟁 도발의 책임이 있는 참혹한 군벌로 이해되었다. 그러나 오래지 않아 이 이미지는 오늘날까지 여전히 인기 있는 ‘그림자 황제’라는 이미지로 대체되었다. 전통적인 입헌 군주보다는 더 영향력 있지만, 명성 높은 군대와 압도적인 현대 국가에 비해 그의 권력은 거의 느껴지지 않는 인물로 말이다. 이 관점에서 황제는 기여를 했지만, 독일 정책을 만드는 데 있어서는 단지 작은 역할을 한 인물에 불과했다.

최근의 연구(특히 존 C. 뢸과 아니카 몸바워의 연구)는 빌헬름이 단순한 ‘그림자 황제’가 아니라 성공적으로 권력을 장악했다는 것을 입증했다.

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The Kaiser and a "Mediocre Man" Theory of History A Case Study in the Historical Importance of Incompetence Kiran Pfitzner Apr 04, 2024 53 3 9 Share Wilhelm wished to be “the stag at every hunt, the bride at every wedding, and the corpse at every funeral.” Thomas Carlyle famously claimed that “The history of the world is but the biography of great men.” In his view, history only really “progressed” when a “great man” through his actions ushered in a new epoch. Napoleon was the archetype for this model, a man who seemingly came from nothing to leave an indelible mark on world history. This model places extreme focus on individuals and thus on elite politics. The theory does not account for mass politics or leave room for the histories of those far from the levers of power. The clear deficiencies of a focus on “great men” led to its abandonment in favor of a broader approach to history, more interested in historical forces than in personalities. This historiographical turn led to the exploration of many important and previously neglected areas, yet “history from below” came with problems of its own. By emphasizing the role of structural forces, it deemphasized the role of individuals. With this approach, the course of history begins to appear inevitable. If it was the social and political forces of the French Revolution that made Napoleon successful, the logical conclusion is that it would have made no difference to the course of history should he have, say, suffered a fatal stroke in 1801, a premise few would accept. It is clearly untrue when applied to specific cases. Not only who ends up in power, but the specific decisions they make are deeply consequential. Who would really contend that the 20th century would remain unchanged had Hitler been killed in WWI? The synthesis position is what I call here the “mediocre man” theory of history. The idea of this mediocre man theory is that history is not just shaped by great men or by mass sociological forces that make individual irrelevant. Instead, while it is shaped by structural forces, it is also shaped by ordinary people who end in positions of extraordinary importance. Sometimes those individuals have vision and the character to try to impose that vision on the world and constitute the “great” figures of history. Others are complete incompetents you wouldn’t trust to run a lemonade stand. As su, history is not shaped by the talented alone and mundane failures may be as consequential as grand successes. Dilettante monarchs neglect crucial reforms, awkward diplomats reinforce prejudices, military thinkers become set in their ways, etc. These idiosyncratic, average figures shape history not necessarily any less than their more talented counterparts. Perhaps no one better illustrates the concept than German Emperor, Wilhelm II. After all, it would be extremely difficult to call the Kaiser a “great man,” even in the loosest sense. However, the impact of his rule and his personal decisions on world history is undeniable. A simple counterfactual demonstrates this: If Wilhelm II had been more like his liberal father or his passive grandfather, it is near impossible to imagine the path the twentieth century would have taken. Share Yet, his actual influence is harder to pin down. During WWI and in its immediate aftermath, the Kaiser was understood as the “brute of Europe,” a tyrannical warlord who was responsible for German aggression and bringing about the war. Before long, however, this image was replaced with one still popular today, that of a “shadow Kaiser.” A figure more influential than a traditional constitutional monarch, but one whose power was rarely felt compared to the prestigious military and overwhelming modern state. In this view, the Kaiser contributed, but was merely a small player in the making of German policy. More recent research (particularly from John C. Röhl and Annika Mombauer) has established that Wilhelm, far from being a mere “shadow emperor” succeeded in centralizing power following his accession. While not a traditional autocracy, his power over personnel and the need for royal assent assured the Kaiser’s ability to shape policy. Germany’s constitution made it particularly susceptible to this kind of “personal rule.” A Chancellor, not a prime minister, headed the government. The Chancellor ruled by confidence of the monarch, regardless of the makeup of parliament. The military owed no allegiance to the civil state, only to the monarch, allowing Wilhelm to flex his influence as supreme arbiter between institutions. What’s more, advancement in both the armed forces and the civil service required the emperor’s approval. Promotion was impossible without royal assent. At the highest levels, nothing mattered more than his confidence and, indeed, friendship. Wilhelm ruled out candidates on the basis that they weren’t tall enough to cut an impressive figure. In fact, the Younger Moltke owed his appointment to Chief of the General Staff less to his famous name, and more to his personal relationship with Wilhelm and his conformity with what the Kaiser thought a soldier ought to look like. This power had extreme effects on the behavior of Germany’s ruling bureaucrats and officers. To incur the Kaiser’s displeasure meant the end of a career. As such, those that attained influence at court were those who could judge which topics were safe to broach in front of his majesty. There was no question of discussing harsh truths. Wilhelm certainly brought Europe closer to the precipice of war through his actions and rhetoric, yet he was far from the warmongering brute often imagined. In fact, the Kaiser was far more peaceably inclined than many of his advisors, particularly Chief of the General Staff Moltke (the Younger) and War Minister Falkenhayn who strongly pressed for “war, the sooner the better.” Wilhelm, in keeping with the theme of mediocrity, was thoroughly ambivalent. At times, he raged, declaring his desire to crush Germany’s enemies. During the Boxer rebellion, he ordered Beijing to be razed in revenge for murdered German dignitaries. He was convinced to rescind this order, which is illustrative of the manner in which he was given to flights of fancy and malicious rage. When he spoke to foreign representatives or even the foreign press, he expressed the most fervent desires for cooperation and cordial relations. But the moment he felt slighted, particularly by the English, he seethed, calling for a humbling war. At the same time, the Kaiser’s commitment to peace was sufficiently strong as to frustrate even those who did not actively desire preventative war. During the First Morocco crisis, the Chancellor and Foreign Ministry sought to use the threat of war to break up the untested Anglo-French Entente. This attempt was completely undermined when the Kaiser declared publicly that he was utterly unwilling to take Germany to war. Likewise, when the Balkan wars broke out, many of Germany’s leaders saw an opportunity either for preventative war or at least using the risk of it to break the Entente. However, the Kaiser was immediately opposed to even the possibility of taking Germany to war over a Balkan affair. It was only after much haranguing that his mind was changed. With his typical capriciousness, he raged against England. Yet, ultimately, nothing was to come of the incident, much to the disappointment of those in favor of war. For all his immature rage and harsh words, the emperor had the sense to balk in the face of war. Understandably, there has been much speculation as to Wilhelm’s mental fitness. Both amongst historians and contemporaries, it has been marked that Wilhelm possessed a perpetual immaturity. He had great difficulty in taking matters seriously, and tended to fixate on surface level details that caught his fancy to the neglect of the heart of the matter. He spoke without preparation or consideration, seemingly unaware of the consequences this brought about. His insisten